Financial Privacy

Library of 6 courses covering financial privacy regulations in the US

The themes of this product are:

Requirements under the Privacy Regulation
Exceptions to the Requirements
Privacy Policies and Measures such as Examination Procedures and Security Guidelines

Highlights
Library of 6 Courses
Available Products
Upcoming Products

Highlights

Overview
The Gramm-Leach-Bliley Act requires financial institutions such as banks & savings associations, credit unions, mortgage & trust companies, insurance companies, collection agencies and others to disclose privacy policies, limit instances in which consumer information can be shared with non-affiliated third parties and provide consumers an opportunity to protect some of their personal financial information from being shared. The Federal Financial Institutions Examination Council (FFIEC) has introduced a privacy regulation implementing the Gramm-Leach-Bliley Act which imposes certain requirements on its member institutions. This product covers various technicalities of privacy regulation giving relevant and convincing examples.

After completing this course, you will be conversant with:

Financial privacy regulation in the United States
Persons/institutions required to comply, persons protected and the type of information protected under the regulation
Restrictions on sharing of information
Privacy notices
Exceptions to the privacy notice requirements
Privacy examination procedures
Security guidelines
Managerial responsibilities vis-à-vis requirements of privacy regulation

Target Audience
Every professional involved in the global financial services industry (as a provider, user, regulator or advisor of product/services, marketplace/exchange) would benefit from KESDEE’s innovative solutions.

Supervisory Agencies

Central Banks

Financial Institutions

Commercial Banks

Investment Banks

Housing Societies/Thrifts

Mutual Funds

Brokerage Houses

Stock Exchanges

Derivatives Exchanges

Insurance Companies

Multinational Corporations

Accountancy Firms

Consultancy Firms

Law Firms

Rating Agencies

Multi-lateral Financial Institutions

Others

Course Level and Number of Courses
Intermediate Level. Library of 6 Courses

Instructional Method
Dynamic, Interactive e-learning

Recommended Background
Familiarity with basic transaction in banks

To purchase this course online, visit: Link
http://www.kesdee.com/coursedetails.jsp?productid=25&groupID=9

For purchase, contact us at

Library of 6 Courses

Financial Privacy
Time taken to complete each Course: One hour

1. Financial Privacy Regulation

Before You Begin…
Gramm Leach Bliley Act
Who must Comply?
Who is Protected?
What Information is Protected?
Restrictions on Information Sharing

2. Privacy Notices and their Content

Before You Begin…
Introduction
The Three Notices
Content of Notice
Opt-out Notices
Modes of Delivery of Notices

3. Exceptions and Reuse of Information

Before You Begin…
Introduction
Joint Agreements
Processing and Servicing
Other Exceptions
Reuse of Information

4. Exam Procedures

Before You Begin…
Introduction
Examination Process
Module 1
Modules 2 and 3
Modules 4 and 5
Module 6

5. Security Guidelines

Before You Begin…
Introduction
Purpose of the Guidelines
Applicability and Objectives
Responsibilities of the Board
Management Responsibilities

6. Section 501(b) of the GLB Act and the Management

Before You Begin…
Introduction
Risk Control Practices
Training Programs
Monitoring Information Security
Reporting Requirements
Outsourcing

JOB AIDS

Privacy Acts Regulations Policies

Available Products

Upcoming Products

For more information about our e-learning products and services
visit us at www.kesdee.com